Financial oversight
Financial enterprises have to contend with a complex legal playing field. Not only are they bound by the provisions of public law but their civil law relationships with their clients are also important for their business operations.
Complex regulations in financial markets
The Netherlands has extensive regulations governing financial products and services, which demand attention. In addition, we have numerous regulations covering various matters, such as governance, reporting, and the provision of information. Moreover, these regulations are constantly amended. Dirkzwager offers tailored guidance on these complex matters, providing advice and support that is completely geared to the relevant specific circumstances and requirements.
Legal frameworks for financial enterprises
Financial enterprises have to contend with a variety of legal issues. Dirkzwager offers assistance in various subsidiary areas, including the following.
Various requirements apply in the case of financial enterprises if they are to obtain and keep a licence or permit.
In their capacity as experts, financial enterprises have a duty to treat their clients with due care.
Clients must receive comprehensive, comprehensible information concerning the relevant financial products along with the costs and risks involved, amongst other things.
A clearly defined compliance and governance framework is essential to ensure that all operations and procedures comply with the applicable legislation and regulations.
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Our lawyers, civil-law notaries and tax specialists work closely together to provide customized advice and sustainable solutions, from a broad perspective.
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